Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Itau Unibanco Holding S.A., an institutional investment manager based in Sao Paulo, Brazil. The report covers the calendar quarter ended September 30, 2016, and was signed on November 11, 2016. The filing includes holdings for the reporting manager and one other included manager, Itau USA Asset Management Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, data regarding revenue, profit, cash flow, margins, debt, and liquidity for Itau Unibanco Holding S.A. are not present in this text.
- Total Value of Reported Holdings: $885,660,000 (reported in thousands).
- Total Number of Holdings Entries: 469.
- Number of Other Included Managers: 1.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2016) or detail specific material changes in holdings, values, or portfolio composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. It strictly lists securities held.
Investor Verification Checklist
- Verify the total value of reported holdings ($885.66 million) against the number of entries (469) to assess average position size.
- Confirm the inclusion of "Itau USA Asset Management Inc." as a related manager under the same reporting umbrella.
- Note that this document does not reflect the bank's own financial health, loan book quality, or regulatory capital ratios; those metrics require reviewing the company's 10-K or 20-F filings.
- Check the filing date (November 11, 2016) to ensure the data is current relative to the quarter-end.