SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted to the U.S. Securities and Exchange Commission by Lloyds Banking Group Plc. The reporting period covers holdings as of June 30, 2018. This form discloses the issuer's holdings of U.S. equity securities and does not contain the issuer's own financial performance data (revenue, profit, or cash flow).
Key Financial Metrics and Holdings
The filing details a portfolio of U.S. equities and exchange-traded funds (ETFs). Key metrics include:
- Total Positions: The table lists 64 distinct securities held.
- Top Holdings by Value:
- JPMorgan Chase & Co: $2,019,000 (19,359 shares)
- Coca-Cola Co: $1,748,000 (39,864 shares)
- Amazon.com Inc: $271,000 (160 shares)
- Alphabet Inc (Class A): $271,000 (240 shares)
- Microsoft Corp: $279,000 (2,833 shares)
- Voting Authority: Lloyds Banking Group Plc reported Sole voting authority for all listed positions. No shared or none voting authority was reported.
- Investment Discretion: All positions are marked as "DFND" (Discretionary).
Material Changes
The filing text provided is a static snapshot of holdings as of the reporting date. It does not contain comparative data against the prior quarter (March 31, 2018) or year-over-year figures. Therefore, material changes in position size or value cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a Form 13F, this document contains no management commentary, forward-looking guidance, risk factors, or contingency plans regarding Lloyds Banking Group Plc's own operations. It strictly reports regulatory compliance regarding U.S. equity ownership.
Important Facts for Investor Verification
- Scope of Data: This filing reflects only U.S. equity holdings and does not represent the total global asset base or liabilities of Lloyds Banking Group Plc.
- Valuation Basis: Values are reported in thousands of dollars (Column 4) and represent the market value at the end of the reporting period.
- Concentration: The portfolio shows significant exposure to the financial sector (e.g., JPMorgan Chase, Regions Financial, Charles Schwab) and consumer staples (e.g., Coca-Cola, PepsiCo, Estee Lauder).
- Missing Data: The filing does not provide data on non-U.S. holdings, derivatives, or the bank's own profitability metrics.