SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended March 31, 2023
Filing Date: May 9, 2023
Signatory: H. Phillip Moore, Jr., CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own operational financial results (e.g., revenue, net income) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $308,147,553
- Total Number of Holdings (Entries): 208
- Number of Other Included Managers: 0
Note: This form does not report revenue, profit, cash flow, margins, debt, or liquidity for Nicolet Bankshares Inc. itself. Those metrics are found in the company's 10-Q or 10-K filings.
Material Changes
The filing text provided does not contain a comparative table or narrative detailing changes in holdings versus the prior comparable period (December 31, 2022). Therefore, specific material changes in portfolio composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $308.1 million against the company's most recent 10-Q to understand the proportion of assets allocated to reported equity securities.
- Confirm the list of 208 specific holdings to assess concentration risk and sector exposure, as the summary does not list individual tickers.
- Note that this filing represents the manager's own holdings and does not include holdings managed for other clients unless specified as "Other Included Managers" (which is listed as NONE).
- Check the filing date (May 9, 2023) to ensure it aligns with the regulatory deadline for the Q1 2023 period.