SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended September 30, 2022
Filing Date: November 10, 2022
Signatory: H. Phillip Moore, Jr., CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $350,189,000 (350,189 thousands)
- Total Number of Holdings Entries: 193
- Other Included Managers: 0
Note: This form does not report the company's internal revenue, profit, cash flow, debt, or liquidity metrics. Those figures are found in the company's 10-Q or 10-K filings.
Material Changes
The filing text provided is a summary cover page and does not contain a comparative table of holdings versus the prior period. Therefore, specific material changes in portfolio composition or value cannot be determined from this text alone.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $350.2 million against the company's most recent 10-Q to understand the proportion of assets managed versus core banking operations.
- Review the full Schedule 13F (not included in this summary text) to identify the top 10 specific equity positions held.
- Confirm if the 193 holdings represent a significant change in investment strategy compared to the June 30, 2022 filing.
- Check the company's 10-Q for the quarter ended September 30, 2022, for actual financial performance metrics (revenue, net income, liquidity).