SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended March 31, 2020
Filing Date: April 22, 2020
Signatory: Ann K. Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio Holdings)
| Metric | Value |
|---|---|
| Total Number of Holdings | 175 |
| Total Value of Reported Securities | $221,734,000 |
| Other Included Managers | 0 |
Note: This form does not report the company's internal revenue, profit, cash flow, debt, or liquidity metrics. It only reports the value of securities held for investment purposes.
Material Changes
The filing text provided does not contain comparative data for the prior period (December 31, 2019). Therefore, material changes in holdings count or total value versus the prior quarter cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's own business operations. No such information is present in this filing.
Key Facts for Investor Verification
- Portfolio Concentration: Verify if the 175 holdings represent a diversified portfolio or significant concentration in specific sectors relative to the bank's total assets.
- Valuation Timing: Confirm that the reported value of $221.7 million reflects market prices as of March 31, 2020, a period of significant market volatility.
- Regulatory Compliance: Ensure the filing aligns with the bank's regulatory capital requirements regarding allowable investment securities.
- Missing Data: Note that this document does not provide the bank's operating results; refer to the 10-Q or 10-K for revenue and earnings data.