SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended June 30, 2017
Filing Date: July 6, 2017
Signatory: Ann Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio)
| Metric | Value |
|---|---|
| Total Number of Holdings | 180 |
| Total Value of Reported Securities | $212,366,000 |
| Other Included Managers | 0 |
Note: This form does not report revenue, profit, cash flow, margins, debt, or liquidity for Nicolet Bankshares Inc. itself. It only reports the value of external equity securities held by the bank.
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2017) or year-over-year figures. Therefore, material changes in portfolio composition or value cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $212.4 million against the bank's total assets in its 10-Q or 10-K filings to understand the proportion of assets allocated to external equity investments.
- Review the specific list of 180 holdings (not included in the summary text) to assess concentration risk in specific sectors or issuers.
- Confirm if the "180" entry count represents a significant increase or decrease from the previous quarter's filing to gauge trading activity.
- Check the bank's primary financial statements (10-Q) for actual revenue, net income, and liquidity metrics, as this 13F form does not provide them.