SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended December 31, 2016
Filing Date: January 7, 2017
Signatory: Ann Lawson, CFO
This filing is a Form 13F Holdings Report, which discloses the equity securities held by institutional investment managers. It does not contain the operating financial results of Nicolet Bankshares Inc itself.
Key Financial Metrics
Total Value of Reported Holdings: $183,422,000 (183,422 thousands)
Total Number of Holdings: 169 entries
Other Included Managers: 0
Note: As this is a 13F filing, standard operating metrics such as revenue, profit, cash flow, margins, debt, and liquidity for Nicolet Bankshares Inc are not reported in this document. The filing only details the external equity portfolio managed by the entity.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2016) to calculate material changes in portfolio value or composition. The document lists the holdings as of the period end without historical variance analysis.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F filings are statutory disclosures of holdings and do not include forward-looking guidance or management discussion.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are detailed in this form.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of $183.4 million against the company's total assets to understand the proportion of external equity investments.
- Concentration: Review the full schedule of 169 holdings (not included in this summary text) to assess concentration risk in specific sectors or issuers.
- Reporting Scope: Confirm that this report covers all holdings, as indicated by the "13F HOLDINGS REPORT" selection and zero other included managers.
- Operational Data: Investors seeking Nicolet Bankshares' own financial performance (revenue, earnings, liquidity) must refer to the company's Form 10-K or 10-Q filings, not this 13F report.