SEC Filing Summary: NICOLET BANKSHARES INC (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by NICOLET BANKSHARES INC, an institutional investment manager based in Green Bay, WI. The report covers the calendar quarter ended March 31, 2016, and was signed by Ann Lawson, CFO, on April 7, 2016. The filing represents a standard holdings report with no amendments or restatements.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the portfolio managed by the institution:
- Total Portfolio Value: $140,660,000 (reported as 140,660 in thousands).
- Total Number of Holdings: 145 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Nicolet Bankshares Inc itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2015) to determine material changes in holdings or portfolio value. The document only presents the snapshot of holdings as of March 31, 2016.
Guidance, Outlook, and Risks
This form does not contain management commentary, future guidance, risk factors, or contingencies regarding the company's operations. It is a regulatory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of $140.66 million against the specific list of 145 holdings to understand asset allocation.
- Confirm that this report covers 100% of the manager's holdings (indicated by the "13F HOLDINGS REPORT" selection).
- Note that this filing does not reflect the bank's own financial health (e.g., loan portfolio, deposits, or earnings); refer to Form 10-Q or 10-K for those metrics.