Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc, an institutional investment manager, for the quarter ended June 30, 2018. The report was signed on August 13, 2018, by Richard Baker, Second Vice President. It is a combination report, meaning it covers a portion of the manager's holdings, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the investment portfolio managed by Prudential Financial Inc:
- Total Portfolio Value: $66,904,562,000 (reported in thousands).
- Total Number of Holdings: 4,197 entries.
- Other Included Managers: 6 additional managers are included in this report.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Prudential Financial Inc itself.
Material Changes and Portfolio Composition
This filing serves as a snapshot of holdings at the end of the period. It does not contain comparative data against the prior quarter to determine material changes in position size or portfolio composition. The report lists other managers reporting for this entity, including:
- Jennison Associates LLC
- Russell Investments Group, Ltd.
- Quantitative Management Associates LLC
- Prudential Trust Co
- PGIM, Inc.
- Prudential Financial Securities Investment Trust Enterprise
- Prudential Gibraltar Financial Life Insurance Co., Ltd.
- Prudential Life Insurance Company, Ltd.
Guidance, Outlook, and Risks
The filing text does not provide management commentary, future guidance, outlook, or specific risk factors. It is a regulatory disclosure of long positions in equity securities. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported value of $66.9 billion represents only the specific subset of accounts managed by Prudential Financial Inc under this specific filing, as it is a combination report.
- Confirm the 4,197 holdings count includes all equity positions required to be reported under Section 13(f) of the Exchange Act for the included managers.
- Note that this document does not reflect the overall financial health or operational results of Prudential Financial Inc; refer to 10-Q or 10-K filings for that data.
- Check the list of "Other Included Managers" to understand the scope of the reported assets versus the total assets under management for the broader Prudential organization.