SEC Filing Summary: Prudential Financial Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Prudential Financial Inc, an institutional investment manager. The report covers the calendar quarter ended December 31, 2016, and was signed on February 7, 2017. The report is a combination filing, meaning it includes holdings reported by Prudential Financial Inc and five other included managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $62,184,910,000 (reported in thousands).
- Total Number of Holdings: 4,109 entries.
- Number of Included Managers: 5 additional managers are included in this report.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity as these are not required in a 13F-HR filing.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2016) to calculate material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's business operations. It strictly lists securities held.
Important Facts for Investor Verification
- Portfolio Scale: Verify the total reported value of approximately $62.2 billion against other regulatory filings or public disclosures for consistency.
- Manager Scope: Confirm that the 4,109 holdings represent the aggregate positions of Prudential Financial Inc and the five other listed managers (including Quantitative Management Associates LLC, Prudential Trust Co, PGIM, Inc., and others).
- Reporting Limitations: Acknowledge that this document does not reflect the insurer's underwriting results, investment income, or balance sheet liabilities.