SEC Filing Summary: Prudential Financial Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Prudential Financial Inc, an institutional investment manager. The report covers the quarter ended September 30, 2014, and was signed on November 12, 2014, by Richard Baker, Second Vice President. This is a combination report, meaning it includes holdings managed by Prudential Financial Inc as well as three other affiliated managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $53,136,807,000 (reported in thousands).
- Total Number of Holdings: 2,940 entries.
- Number of Other Included Managers: 3.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity, as these are not required in a 13F-HR filing.
Material Changes and Portfolio Composition
The filing does not provide a comparative analysis of changes versus the prior period or specific details on individual stock transactions. It serves as a snapshot of holdings at the end of the reporting period. The report aggregates data from the following managers:
- Prudential Financial Inc (Filing Manager)
- Jennison Associates LLC
- Mercator Asset Management L P
- United Services Automobile Association
- Prudential Investment Management Inc
- Quantitative Management Associates LLC
- Prudential Trust Co
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future performance. It is a regulatory disclosure of current equity positions.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $53.1 billion against the company's broader asset management disclosures.
- Confirm the list of 2,940 holdings to understand the specific equity exposure of Prudential's managed accounts.
- Note that this report combines holdings from multiple internal and affiliated managers, not just the parent entity.
- Recognize that this document does not reflect Prudential Financial Inc's own insurance or investment banking financial results.