SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Regions Financial Corp
Filing Type: Form 13F Information Table (Schedule of Holdings)
Reporting Period: Quarter ended June 30, 2020
Context: This filing discloses the equity securities held by Regions Financial Corp as of the end of the second quarter of 2020. The data reflects investment positions managed with both sole and shared/discretionary authority.
Key Financial Metrics
Note: Form 13F filings report holdings by value and share count but do not disclose the filer's own operating revenue, profit, cash flow, or debt levels.
- Portfolio Composition: The filing lists hundreds of individual equity positions, including common stocks, preferred stocks, and exchange-traded funds (ETFs).
- Valuation Method: Values are reported in thousands of dollars (Column 4).
- Voting Authority: Positions are categorized by voting authority (Sole, Shared, or None) and investment discretion (Sole, Discretionary, or None).
- Top Holdings by Value (Selected Examples):
- Bank of America Corp: ~$2.2M (Sole Discretion)
- BlackRock Fund Advisors (Various ETFs): Multiple positions exceeding $1M individually.
- Regions Financial Corp (Own Stock): ~$2.2M (Sole Discretion)
- Verizon Communications: ~$1.7M (Sole Discretion)
- Walmart Inc: ~$823K (Sole Discretion)
Material Changes vs. Prior Period
The filing text provided contains only the snapshot of holdings as of June 30, 2020. It does not include comparative data from the prior quarter (March 31, 2020). Therefore, specific material changes in position size or value cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F is a regulatory disclosure of past holdings and does not contain management commentary, forward-looking guidance, or strategic outlook.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. No specific operational risks or contingencies regarding Regions Financial Corp are detailed in this table.
Important Facts for Investor Verification
- Own Stock Holdings: Regions Financial Corp holds a significant position in its own common stock (CUSIP 7591EP100), with approximately 2.2 million shares reported under sole discretion valued at roughly $2.2 million.
- Concentration in Financials: The portfolio includes substantial holdings in major financial institutions such as Bank of America, JPMorgan Chase, Wells Fargo, and Truist Financial Corp.
- ETF Exposure: A significant portion of the portfolio is allocated to passive investment vehicles, including numerous iShares, BlackRock, and Vanguard ETFs covering broad market indices, sectors, and bond markets.
- Data Limitations: Investors should note that this document does not provide the bank's financial performance (revenue, net income, liquidity ratios) or capital adequacy metrics; those are found in 10-Q or 10-K filings.