SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Regions Financial Corp
Filing Type: Form 13F Information Table (Statement of Holdings)
Reporting Period: As of September 30, 2015
Context: This filing discloses the equity securities held by Regions Financial Corp (or its investment advisors) at the end of the third quarter of 2015. It details the issuer, class of security, CUSIP, value, and voting authority for each holding.
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F is a disclosure of investment holdings and does not contain the reporting company's financial performance data (e.g., income statement or balance sheet figures).
Portfolio Composition: The portfolio consists of a diversified mix of common stocks, foreign stocks, mutual funds, and partnerships. Significant holdings include:
- Technology: Apple Inc., Microsoft Corp., Cisco Systems Inc., Intel Corp., Oracle Corporation.
- Financials: J.P. Morgan Chase & Co., Bank of America Corp., Wells Fargo & Co., Regions Financial Corp (own stock), Citigroup Inc.
- Healthcare: Johnson & Johnson, Pfizer Inc., Merck & Co. Inc., UnitedHealth Group Inc.
- Energy: Exxon Mobil Corp., Chevron Corp., ConocoPhillips.
- Consumer: Walmart Stores Inc., Procter & Gamble Co., Coca-Cola Co.
Material Changes
Comparison to Prior Period: The filing text does not provide a clear value for material changes versus the prior comparable period. This document represents a snapshot of holdings as of September 30, 2015, without comparative data from the previous quarter.
Guidance, Outlook, and Risks
Management Commentary: The filing text does not provide a clear value for management commentary, guidance, or outlook. Form 13F is a statutory disclosure of holdings and does not include narrative sections regarding future strategy or risk factors.
Voting Authority: The table indicates that for the vast majority of holdings, Regions Financial Corp possesses "Sole" voting authority. Some holdings are listed with "Shared" or "None" voting authority, often associated with mutual funds or specific partnership interests.
Important Facts for Investor Verification
- Self-Holding: Regions Financial Corp holds a significant position in its own common stock (CUSIP 7591EP100), with a reported value of approximately $4.68 billion (sum of DFND and OTR entries) as of the reporting date.
- Concentration Risk: The portfolio shows heavy concentration in large-cap U.S. equities, particularly in the Financials and Technology sectors.
- Investment Discretion: The filing indicates that the investment manager has "Sole" discretion for the majority of the listed securities.
- Foreign Exposure: The portfolio includes significant foreign stock holdings (e.g., Royal Dutch Shell, AstraZeneca, Toyota Motor Corp), indicating international diversification.
- Data Limitation: Investors should note that this document lists holdings only and does not reflect the company's own financial health, loan portfolio quality, or regulatory capital ratios.