Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Royal Bank of Canada for the quarter ended September 30, 2021. The report was signed on November 12, 2021, by Sherry Coulter, MD, Head of Regulatory & Risk Operations. This filing serves as a consolidated report covering the holdings of Royal Bank of Canada and 24 other included institutional investment managers, including subsidiaries such as RBC Global Asset Management Inc., RBC Capital Markets, LLC, and BlueBay Asset Management LLP.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The following metrics relate to the reported portfolio:
- Total Value of Reported Holdings: $379,145,489,000 (379,145,489 thousands).
- Total Number of Holdings Entries: 30,151.
- Number of Included Managers: 24.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Royal Bank of Canada as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2021) or detail specific material changes in holdings, values, or manager composition versus the previous quarter. The document lists the current state of holdings as of the reporting date.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, or specific risk factors regarding the investment strategy or market outlook. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Investor Verification Checklist
- Verify the total reported value of $379.1 billion against the bank's total assets in its 10-K or 10-Q filings to understand the proportion of reportable US securities.
- Confirm the list of 24 included managers to ensure all relevant RBC subsidiaries and affiliated entities are accounted for in this consolidated report.
- Review the specific Schedule 13F holdings (not included in this summary text) to analyze sector concentration and top individual positions.
- Cross-reference the filing date (November 12, 2021) with the regulatory deadline to confirm timely submission.