SARATOGA INVESTMENT CORP. current report, 27 September 2016

Business Context and Reporting Period

This Form 8-K filing by Saratoga Investment Corp. reports on the 2016 Annual Meeting of Stockholders held on September 27, 2016. The report was filed on September 30, 2016.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This document focuses exclusively on corporate governance and voting results.

Material Changes and Voting Results

The primary event reported is the election of directors. As of the record date (August 10, 2016), 5,770,000 shares were eligible to vote, with 3,164,530 shares voted in person or by proxy.

Director Nominee Votes For Votes Withheld
Steven M. Looney 3,109,441 55,089
Charles S. Whitman III 3,109,461 55,069

Both nominees were elected to serve until the 2019 Annual Meeting of Stockholders or until their successors are duly elected and qualified.

Guidance, Outlook, and Risks

The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.

Key Facts for Investor Verification

  • Both director nominees, Steven M. Looney and Charles S. Whitman III, were successfully elected.
  • Approximately 54.8% of eligible shares were voted at the Annual Meeting.
  • The filing contains no financial performance data or forward-looking statements.