SEC Filing Summary: Saratoga Investment Corp. (8-K)
Business Context and Reporting Period
This Form 8-K was filed by Saratoga Investment Corp. on April 18, 2014. The report addresses corporate governance updates rather than financial performance.
Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report contains no financial data.
Material Changes
The Company revised its Corporate Governance Guidelines. The key change specifies that Mr. Steven M. Looney, Chairman of the Audit Committee, shall preside over executive sessions of the non-employee and independent directors.
Guidance, Outlook, and Risks
The filing does not contain guidance, outlook, management commentary on operations, risks, contingencies, or unusual items. It solely details the governance revision and provides instructions for stockholders to communicate directly with the Board of Directors via written correspondence to Mr. Looney.
Key Facts for Investor Verification
- Steven M. Looney is designated to preside over executive sessions of independent directors.
- Stockholders may direct communications to the Board via mail to the Audit Committee Chairman at 535 Madison Avenue, New York, NY.
- The report was signed by Henri J. Steenkamp in his capacity as Interim Chief Financial Officer and Interim Chief Compliance Officer.