SMJ International Holdings Inc. — Form 6-K Summary
Reporting context: Filed October 7, 2026, by the foreign private issuer for October 2026. This is a disclosure about an NYSE American compliance warning, not a financial-results report.
Material event
On October 6, 2026, the Company received a public warning letter from NYSE Regulation, on behalf of NYSE American, finding that the Company violated Section 401(a) of the NYSE American Company Guide. The section requires immediate public disclosure of material information and, for announcements made between 7:00 a.m. and 4:00 p.m. Eastern Time, notice to the Exchange at least ten minutes beforehand.
The warning concerned the Company’s failure to make immediate public disclosure of the September 29 resignations of Lee Lay Choo as an executive director and Low Yeen Mei Sherina as Chief Financial Officer. The Company disclosed the resignations in a Form 6-K filed October 1, 2026. NYSE Regulation also noted prior reminders about Section 401(a) obligations on February 17 and August 27, 2026, in connection with other inquiries into trading activity in the Company’s shares. The warning was issued under Section 1009(a)(i) of the Company Guide.
The Company issued a press release about the warning on October 7, as required by Section 401(j); it is included as Exhibit 99.1.
Financial information
The filing provides no revenue, profit, cash flow, margin, debt, liquidity, or other financial metrics, and gives no financial outlook.
Investor points to verify
- Whether the Company has made any further disclosures concerning the two resignations or appointments to fill the resulting roles.
- Whether NYSE American has taken additional action or imposed any further requirements following the warning.
- Whether the Company has strengthened its procedures for timely public disclosure and advance Exchange notification.
- The nature and status of the trading-activity inquiries referenced in the warning; this filing provides no further details.
The Company states that the Form 6-K is not deemed filed for Section 18 liability purposes and is not incorporated by reference into other filings.