SOS Ltd current report, Q3 FY2026

Business Context and Reporting Period

This Form 6-K is a correction to a previously furnished report and a disclosure of regulatory action by SOS Limited, a foreign private issuer. The report is dated September 21, 2026, covering events occurring in September 2026.

Key Financial Metrics

The filing does not provide standard financial metrics such as revenue, profit, cash flow, margins, debt, or liquidity. The only financial data disclosed relates to a specific securities transaction:

  • Securities Sold: 19,000,000 Class A ordinary shares.
  • Price Per Share: $0.18.
  • Aggregate Purchase Price: Approximately $3.42 million.

Material Changes and Corrections

The primary material change is a correction to the date of a Securities Purchase Agreement (SPA) previously reported on September 18, 2026:

  • Correction: The SPA was entered into on September 15, 2026, not September 18, 2026 as previously stated.
  • Regulatory Action: On September 21, 2026, the Company received a Public Reprimand Letter from the NYSE Regulation.
  • Cause: Non-compliance with NYSE Listed Company Manual Sections 202.05 and 202.06 regarding the timing and accuracy of the SPA disclosure.

Management Commentary and Risks

Management acknowledges the NYSE's findings regarding the failure to timely disclose the SPA and the incorrect date in the prior filing. The Company states it is taking steps to enhance procedures for the timely and accurate disclosure of material information to ensure future compliance. The filing does not provide specific forward-looking guidance or discuss other contingencies beyond this regulatory matter.

Investor Verification Checklist

  • Verify the corrected execution date of the Securities Purchase Agreement (September 15, 2026).
  • Review the full text of the NYSE Public Reprimand Letter (Exhibit 99.1) for specific compliance details.
  • Monitor future filings for evidence of improved disclosure procedures.
  • Confirm the status of the $3.42 million capital raise and its impact on the company's liquidity.