SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2020, and was signed on February 5, 2021. The filing represents a complete holdings report for the manager, with no other included managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the investment portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $1,299,753,000 (reported as 1,299,753 in thousands).
- Total Number of Holdings: 1,356 entries.
- Operating Metrics: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity figures for Tompkins Financial Corp itself.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2020) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $1.3 billion against the manager's 10-Q or 10-K filings for context on asset growth.
- Confirm the specific equity positions within the 1,356 reported entries to understand sector concentration.
- Note that this document does not reflect the bank's own financial health (e.g., loan loss provisions or deposit levels); refer to regulatory call reports or 10-K filings for those metrics.
- Check for any subsequent amendments to this filing, as the initial report was filed in early February 2021.