SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: TOMPKINS FINANCIAL CORP
Address: The Commons, Po Box 460, Ithaca, NY 14851
Reporting Period: Quarter ended September 30, 2017
Filing Date: October 17, 2017
Form Type: 13F Holdings Report (Institutional Investment Manager)
This filing discloses the equity securities held by Tompkins Financial Corp as an institutional investment manager. It does not represent the operating results of the bank holding company itself, but rather its investment portfolio holdings.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $422,287,000 (422,287 thousands)
- Total Number of Holdings Entries: 487
- Other Included Managers: 0
Note: As a Form 13F-HR, this document does not contain revenue, profit, cash flow, margins, debt, or liquidity metrics for Tompkins Financial Corp's core banking operations. The filing text does not provide a clear value for these operational metrics.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings typically list current holdings without explicit comparative analysis of changes from the previous quarter within the summary text provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. This form is a statutory disclosure of holdings and does not include forward-looking statements or risk factors associated with the manager's business operations.
Investor Verification Checklist
- Verify the total portfolio value of $422.3 million against the manager's total assets under management (AUM) to determine the percentage of assets disclosed.
- Confirm the 487 individual holdings entries to assess portfolio concentration and diversification.
- Review the specific Schedule 13F holdings (not included in this summary text) to identify top positions and sector exposure.
- Check subsequent filings to track changes in the portfolio composition for the quarter ended December 31, 2017.