SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2014. The document was signed by Lisa A. Leonardo, AVP & TFA Operations Manager, on January 7, 2014.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the manager's reported portfolio:
- Total Portfolio Value: $395,121,000 (reported in thousands).
- Total Number of Holdings: 654 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit, margins, or liquidity, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2013) to determine material changes in holdings or portfolio value. It is a standalone report for the quarter ended March 31, 2014.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It is a regulatory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $395.1 million against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets managed versus total corporate assets.
- Confirm the specific equity positions within the 654 reported entries to assess concentration risk or sector exposure.
- Note that this document does not reflect the bank's lending portfolio, deposit base, or net interest margin.