SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2013, and was signed on January 7, 2014. The filing represents a complete holdings report for the manager, with no other included managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $386,132,000 (reported as 386,132 in thousands).
- Total Number of Holdings: 654 entries.
- Operating Metrics: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity data for Tompkins Financial Corp itself.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2013) to determine material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of long-term equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $386.1 million against the specific equity positions listed in the full schedule (not included in this summary text).
- Confirm that the 654 holdings represent the complete portfolio, as the filing indicates no other managers are reporting on behalf of Tompkins Financial Corp.
- Note that this document does not reflect the bank's own financial health (e.g., loan portfolio, deposits, or earnings); those metrics would be found in the company's 10-Q or 10-K filings.