Voya Financial, Inc. 8-K Summary
Business Context and Reporting Period
This Form 8-K, dated January 27, 2022, serves as a Regulation FD disclosure for Voya Financial, Inc. The report provides preliminary Assets Under Management (AUM) data for the Investment Management (IM) segment for the quarter ended December 31, 2021, ahead of the scheduled quarterly earnings release on February 8, 2022.
Key Financial Metrics
Total AUM for the IM segment as of December 31, 2021, was $264 billion. The filing does not provide revenue, profit, cash flow, margin, debt, or liquidity figures.
| Asset Type | Value (Billions) |
|---|---|
| Equity Assets | $63 |
| Fixed Income - Public | $119 |
| Fixed Income - Private | $62 |
| Alternative Assets | $18 |
| Money Market Assets | $2 |
Client Breakdown:
- Institutional external client assets: $149 billion
- Retail external client assets: $77 billion
- Company general account assets: $38 billion (statutory book value billing basis)
Note: General account assets were valued at $42 billion on a market value basis.
Material Changes
The filing text does not provide comparative data for the prior period; therefore, material changes versus the prior comparable period cannot be determined from this document.
Guidance, Outlook, and Risks
This report contains no forward-looking guidance, management commentary on future performance, or specific risk factors. It is strictly a disclosure of current AUM levels. The filing notes that this information is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.
Investor Verification Checklist
- Verify the full quarterly earnings release and financial supplement scheduled for February 8, 2022, for revenue and profitability metrics.
- Confirm the distinction between statutory book value ($38 billion) and market value ($42 billion) for general account assets in subsequent filings.
- Review the upcoming report for year-over-year AUM growth rates and net inflows/outflows.