SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc.
Reporting Period: Quarter ended March 31, 2022
Context: This filing discloses the equity securities held by Westwood Holdings Group Inc. as a registered investment manager. The document lists individual holdings, share counts, and voting authority but does not contain the company's own operational financial statements (e.g., revenue, profit, or cash flow).
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F filings are designed to disclose portfolio holdings, not the issuer's internal financial performance.
Portfolio Composition: The portfolio consists of a diversified mix of common stocks, preferred stocks, and corporate notes across various sectors including Technology, Healthcare, Financials, Energy, and Consumer Discretionary.
Material Changes and Portfolio Highlights
As this is a snapshot of holdings at a specific date, material changes versus prior periods cannot be calculated from this single document. However, the following significant positions were held as of March 31, 2022:
- Top Equity Holdings by Value:
- Microsoft Corp: $217,859,000 (706,622 shares)
- Johnson & Johnson: $156,892,000 (885,249 shares)
- Home Depot Inc: $131,580,000 (439,581 shares)
- Honeywell Intl Inc: $130,899,000 (672,723 shares)
- UnitedHealth Group Inc: $131,427,000 (257,716 shares)
- Notable Fixed Income/Note Holdings:
- Southwest Airlines Co Note: $20,245,000 (14,815,000 principal)
- Exact Sciences Corp Note: $12,452,000 (13,150,000 principal)
- Tilray Brands Inc Note: $6,811,000 (6,900,000 principal)
- Voting Authority: The manager reported "Sole" discretion for the majority of positions, with some "Shared" or "None" authority noted for specific holdings.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide a clear value for management guidance, future outlook, or strategic commentary. Form 13F is a regulatory disclosure of past holdings, not a forward-looking earnings release.
Risks and Contingencies: No specific risk factors or contingencies are detailed in this document. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column to assess the scale of assets under management.
- Confirm the concentration risk by analyzing the percentage of the portfolio held in the top 10 positions (e.g., Microsoft, J&J, Home Depot).
- Review the "Voting Authority" column to understand the extent of control Westwood Holdings Group Inc. exercises over the listed issuers.
- Check for any "Shared" or "None" voting authority entries, which may indicate co-investment structures or passive holdings.
- Compare this list against the prior quarter's 13F filing (if available) to identify significant buy/sell activity.