SEC Filing Summary: Westwood Holdings Group Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc, an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2015, and was signed by Tiffany B. Kice, Chief Financial Officer, on February 16, 2016. The report includes holdings for the primary manager and three other included managers: Westwood Management Corp, Westwood International Advisors Inc., and Westwood Trust.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics reported include:
- Total Portfolio Value: $11,519,532,000 (reported in thousands).
- Total Number of Holdings: 373 entries.
- Number of Included Managers: 3 additional managers included in this consolidated report.
Note: The filing text does not provide data on the manager's revenue, profit margins, debt, or liquidity, as these are not required disclosures for Form 13F.
Material Changes
The filing text does not provide comparative data against the prior quarter (September 30, 2015) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, or risk factors regarding the manager's future performance. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $11.52 billion against the manager's latest 10-K or 10-Q for consistency.
- Confirm the specific equity positions within the 373 reported entries to assess sector concentration.
- Review the filings of the three included managers (Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust) to ensure no duplicate reporting or conflicting data.
- Note that this document does not reflect the operating financial health of Westwood Holdings Group Inc itself.