SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc., an institutional investment manager based in Dallas, Texas. The report covers the quarter ended June 30, 2014, and was signed by William R. Hardcastle, Jr., Chief Financial Officer, on August 14, 2014. The report includes holdings for two other included managers: Westwood Management Corp. and Westwood International Advisors Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for Westwood Holdings Group Inc. are not provided in this text.
Key portfolio metrics reported include:
- Total Portfolio Value: $13,586,926,000 (reported in thousands).
- Total Number of Holdings: 309 entries.
- Number of Included Managers: 2 (in addition to the filing manager).
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2014) or detail specific material changes in holdings, turnover, or portfolio composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of long-term equity securities held by the investment manager.
Investor Verification Checklist
- Verify the total portfolio value of approximately $13.6 billion against the firm's latest 10-K or 10-Q for context on asset management scale.
- Confirm the specific equity positions within the 309 reported entries to understand sector concentration.
- Note that this report excludes non-equity assets (e.g., bonds, cash, derivatives) and does not reflect the firm's own profitability or leverage.
- Check subsequent filings to track changes in the 309 holdings reported for the June 30, 2014 period.