BCP Investment Corp current report, 23 March 2012

BCP Investment Corp (Kohlberg Capital Corporation) 8-K Summary

Business Context and Reporting Period

This Form 8-K was filed by Kohlberg Capital Corporation on March 23, 2012. The report addresses a specific regulatory event regarding the company's listing status on the Nasdaq Global Select Market.

Key Financial Metrics

The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses solely on regulatory compliance status rather than financial performance data.

Material Changes

The primary material change reported is the restoration of the company's compliance with Nasdaq Listing Rule 5250(c)(1). This status was regained following the submission of Amendment No. 1 to the Quarterly Report on Form 10-Q/A for the period ended September 30, 2011, and the Annual Report on Form 10-K for the year ended December 31, 2011 (as amended on March 22, 2012).

Outlook and Management Commentary

Management confirms that the company is now in compliance with all applicable Nasdaq listing standards. Consequently, the company's common stock will continue to be listed and traded on the Nasdaq Global Select Market. No forward-looking guidance or discussion of risks was included in this specific filing.

Investor Verification Checklist

  • Verify the content of the amended Form 10-Q/A for the quarter ended September 30, 2011.
  • Review the amended Form 10-K for the fiscal year ended December 31, 2011, to understand the financial adjustments made.
  • Confirm the current trading status of the stock on the Nasdaq Global Select Market.