SEC Filing Summary: Carlyle Group Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Carlyle Group Inc., an institutional investment manager. The report covers the calendar quarter ended December 31, 2020, and was signed on February 12, 2021. The filing represents a combination report, meaning it includes holdings managed by Carlyle Group Inc. and three other affiliated managers: Carlyle Investment Management LLC, CIM Global, L.L.C., and Carlyle Global Credit Investment Management L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The key metrics provided are:
- Total Value of Reported Holdings: $7,467,347,000 (reported in thousands).
- Number of Information Table Entries: 10.
- Number of Other Included Managers: 3.
The filing text does not provide data on Carlyle Group Inc.'s own revenue, profit margins, cash flow, or liquidity.
Material Changes and Disclosures
The filing includes specific explanatory notes regarding investment discretion:
- AlpInvest Partners B.V.: Identified as an indirectly wholly owned investment adviser. Carlyle Group Inc. does not participate in investment decision-making for this entity.
- Shared Discretion: Investment advisers affiliated with Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion over Liberty Oilfield Services Inc. and Talos Energy Inc. Consequently, the full amount of these holdings is reported by both entities.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingency plans. It is a statutory disclosure of long-only equity positions held at the end of the quarter.
Key Facts for Investor Verification
- Verify the total reported equity exposure of approximately $7.47 billion across the consolidated reporting managers.
- Confirm the specific 10 equity positions listed in the full information table (not included in this summary text) to understand sector concentration.
- Note the shared reporting arrangement with Riverstone Holdings LLC for Liberty Oilfield Services and Talos Energy to avoid double-counting exposure in aggregate analysis.
- Recognize that this filing reflects only long equity positions and excludes derivatives, short positions, or fixed income holdings.