SEC Filing Summary: Carlyle Group Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending March 31, 2020. The document discloses the investment manager's holdings in equity securities as required by the Securities and Exchange Commission. It does not contain financial performance data for Carlyle Group Inc. itself, but rather a list of external securities held by the firm.
Key Financial Metrics and Holdings
The filing details 14 specific equity positions. The total value of these disclosed holdings is approximately $363.5 million. The largest single position by value is Chesapeake Energy Corp at $172.9 million. The portfolio is heavily weighted toward the energy and industrial sectors.
| Issuer | Shares/Units | Value ($) | Voting Authority |
|---|---|---|---|
| Chesapeake Energy Corp | 29,859 | 172,897,386 | Sole |
| PPD Inc | 1,183,563 | 66,454,994 | Sole |
| Onesmart Intl Ed Group Ltd | 158,187 | 31,017,142 | Sole |
| Liberty Oilfield Svcs Inc | 91,608 | 34,054,996 | Sole |
| Life Healthcare Inc | 511,062 | 28,157,681 | Sole |
| Enviva Partners LP | 340,703 | 12,750,870 | Sole |
| Sequential Brnds Group Inc | 1,306 | 6,369,812 | Sole |
| Talos Energy Inc | 28,520 | 4,960,000 | Sole |
| Ring Energy Inc | 1,728 | 2,623,948 | Shared |
| China Index Hldgs Ltd | 3,348 | 2,461,538 | Sole |
| Fang Hldgs Ltd | 3,323 | 2,461,538 | Sole |
| Centennial Resource Dev Inc | 306 | 1,165,005 | Sole |
| Seacor Marine Hldgs Inc | 4,665 | 1,064,976 | Sole |
| Sirius International Insuran | 1,480 | 174,170 | Shared |
Material Changes and Guidance
Material Changes: This filing is a snapshot of holdings as of March 31, 2020. The document does not provide comparative data against the prior quarter (December 31, 2019) to determine material changes in position size or new entries/exits.
Guidance and Outlook: The filing text does not provide management commentary, future guidance, risk factors, or contingencies regarding Carlyle Group Inc.'s operations or the broader market outlook.
Investor Verification Checklist
- Portfolio Concentration: Verify the exposure to the energy sector, which represents a significant portion of the disclosed value (Chesapeake Energy, Liberty Oilfield, Talos Energy, Ring Energy).
- Valuation Timing: Confirm that the values reflect market prices as of March 31, 2020, a period of significant market volatility due to the onset of the global pandemic.
- Complete Portfolio: Note that this table lists only specific holdings; it does not represent the total assets under management or the full investment portfolio of Carlyle Group Inc.
- Voting Rights: Observe that voting authority is primarily "Sole," with "Shared" authority noted for Ring Energy Inc. and Sirius International Insurance.