SEC Form 13F Information Table Summary
Business Context and Reporting Period
Company: Carlyle Group Inc.
Filing Type: Form 13F Information Table
Reporting Period: December 31, 2015
Context: This filing discloses the equity securities held by the investment manager as of the end of the fourth quarter of 2015. It lists specific issuers, share counts, and voting authority but does not contain the company's own financial performance metrics.
Key Financial Metrics
The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for Carlyle Group Inc. Form 13F filings are limited to reporting holdings of other public companies. The table below summarizes the disclosed portfolio holdings by value (in thousands).
| Issuer | Value ($000s) | Shares/Units | Voting Authority |
|---|---|---|---|
| Axalta Coating Sys Ltd | 69,811,996 | 69,811,996 | Sole/Shared |
| CommScope Hldg Co Inc | 61,216,970 | 1,584,908 | Sole/Shared |
| Booz Allen Hamilton Hldg Cor | 28,466,158 | 878,181 | Sole |
| Multi Packaging Solutions In | 26,913,072 | 466,942 | Sole/Shared |
| Wesco Aircraft Hldgs Inc | 23,330,184 | 279,262 | Sole |
| Niska Gas Storage Partners L | 20,464,250 | 64,053 | Sole |
| Talen Energy Corp | 19,515,173 | 121,580 | Sole |
| CommScope Hldg Co Inc (Shared) | 19,130,303 | 495,284 | Shared |
| Pattern Energy Group Inc | 16,962,546 | 354,687 | Sole |
| Axalta Coating Sys Ltd (Shared) | 16,251,019 | 433,090 | Shared |
| Enviva Partners LP | 13,252,299 | 240,529 | Sole |
| SouFun Hldgs Ltd | 12,307,690 | 90,954 | Sole |
| Atlas Resource Partners LP | 7,593,800 | 7,593,800 | Sole |
| USA Compression Partners LP | 7,267,510 | 83,504 | Sole |
| NXP Semiconductors N V | 11,026,158 | 928,954 | Sole/Shared |
| Enduro Rty Tr | 8,600,000 | 20,898 | Sole |
| China Recycling Energy Corp | 5,506,220 | 1,971 | Sole/Shared |
| CommunityOne Bancorp | 5,772,376 | 77,754 | Sole |
| Alcoa Inc | 561,966 | 5,547 | Sole |
| Concord Med Svcs Hldgs Ltd | 4,362,117 | 21,113 | Sole/Shared |
| TerraForm Pwr Inc | 3,465,300 | 43,593 | Sole |
| NXP Semiconductors N V (Shared) | 3,332,353 | 280,751 | Shared |
| Masonite Intl Corp | 1,399,327 | 85,681 | Sole |
| Weatherford Intl Plc | 1,000,000 | 8,390 | Sole |
| Sequential Brands Group Inc | 6,369,812 | 50,385 | Sole |
| Superior Energy Svcs Inc | 914,934 | 12,324 | Sole |
| INC Resh Hldgs Inc | 155,464 | 7,542 | Sole |
| Sandridge Energy Inc | 51,370,888 | 10,274 | Sole |
| Cobalt Intl Energy Inc | 34,822,878 | 188,044 | Sole |
Material Changes and Outlook
Material Changes: The filing text does not provide comparative data for the prior period (September 30, 2015) to determine material changes in holdings.
Guidance and Outlook: No management commentary, guidance, or outlook is included in this filing.
Risks and Contingencies: No specific risks or contingencies are disclosed in this document.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, noting that some issuers appear multiple times with different voting authorities.
- Confirm the distinction between "Sole" and "Shared" voting authority for positions like Axalta Coating Systems and CommScope Holdings.
- Check the CUSIP numbers to ensure accurate identification of security classes, particularly for issuers with multiple entries.
- Review the company's 10-Q or 10-K filings for the actual financial performance of Carlyle Group Inc., as this Form 13F only lists external holdings.