SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended June 30, 2021
Filing Date: July 9, 2021
Signatory: Brendan Freeman, President, Private Wealth
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (revenue, profit, etc.) but rather its investment portfolio.
Key Financial Metrics (Portfolio Overview)
| Metric | Value |
|---|---|
| Total Number of Holdings | 155 |
| Total Value of Reported Securities | $855,497,000 |
| Other Included Managers | 0 |
Note: As a Form 13F, this document does not report the manager's internal revenue, profit, cash flow, margins, debt, or liquidity. It reports the aggregate value of securities held for clients.
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2021) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary text alone.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on market outlook.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the portfolio are detailed in the cover page text.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of approximately $855.5 million against the manager's total assets under management (AUM) to understand the scope of reported holdings.
- Holdings Count: Confirm the diversification level based on the 155 reported positions.
- Exclusions: Note that this report only covers equity securities; it excludes derivatives, fixed income, and cash positions unless they are equity-linked.
- Amendment Status: Confirm this is an original filing (not an amendment or restatement) as indicated by the checked boxes.