SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended September 30, 2013
Filing Date: October 25, 2013
Signatory: Joan A. Burke, President, First Business Trust & Investments
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. The report covers 41 distinct holdings entries.
Key Financial Metrics
Total Value of Reported Holdings: $187,651,000 (187,651 thousands)
Number of Holdings: 41
Other Included Managers: 0
Note: As a Form 13F filing, this document reports portfolio holdings and does not contain the company's own revenue, profit, cash flow, margins, debt, or liquidity metrics. The filing text does not provide a clear value for these operational financial indicators.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2013) or detail specific material changes in holdings volume or value. The report lists the aggregate value and count of holdings as of the reporting date but does not include a schedule of purchases or sales.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing.
Guidance/Outlook: Not applicable for a Form 13F filing.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of $187,651,000 against the sum of individual security values in the full schedule (not included in this summary text).
- Confirm the specific 41 equity positions held by First Business Financial Services, Inc. as of September 30, 2013.
- Note that this filing reflects only the holdings of this specific manager; no other managers are included in this report.
- Understand that this document does not reflect the operating performance or financial health of First Business Financial Services, Inc. itself, but rather its investment portfolio.