SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended September 30, 2022
Filing Date: November 7, 2022
Signatory: Teresa M. Nilsen, President and Chief Operating Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the financial performance of Hennessy Advisors Inc. itself, but rather the portfolio it manages for clients.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials (revenue, profit, cash flow) of the manager. The following portfolio metrics are disclosed:
- Total Portfolio Value: $1,447,037,000 (Reported as 1,447,037 in thousands)
- Total Number of Holdings: 271 entries
- Other Included Managers: 0
Note: Revenue, profit, margins, debt, and liquidity metrics for Hennessy Advisors Inc. are not provided in this filing.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2022) to calculate material changes in portfolio value or composition. The document lists the holdings as of the reporting date only.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing.
Guidance/Outlook: Not applicable for a 13F-HR filing.
Risks/Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $1.45 billion against the manager's total assets under management (AUM) to understand the scope of this specific report.
- Confirm that the 271 holdings listed represent the complete equity portfolio for this manager, as no other included managers were listed.
- Note that this filing does not disclose the financial health of Hennessy Advisors Inc. as an operating company; separate filings (e.g., 10-K, 10-Q) are required for that data.
- Review the specific list of 271 securities (not included in the summary text) to analyze sector concentration and top holdings.