SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 REDWOOD BLVD. SUITE 200, NOVATO, CA 94945
Reporting Period: Quarter ended March 31, 2020
Filing Date: April 14, 2020
Signatory: Teresa M. Nilsen (President, Chief Operating Officer and Secretary)
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It is not a restatement or an amendment adding new entries.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the management firm itself. The filing provides the following aggregate portfolio data:
- Total Value of Reported Holdings: $1,330,508,000 (1,330,508 thousands)
- Total Number of Holdings (Entries): 268
- Other Included Managers: 0
Note: The filing text does not provide data on the firm's revenue, profit, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2019) within this summary page. Therefore, material changes in total portfolio value or the number of holdings versus the prior comparable period cannot be determined from the provided content.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, or specific risk factors regarding the firm's operations. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $1.33 billion against the firm's previous quarter's 13F filing to assess capital inflows/outflows and market performance impact.
- Review the full Schedule 13F (not included in this summary) to identify specific top holdings and sector concentrations.
- Confirm the filing date (April 14, 2020) aligns with the regulatory deadline for the March 31, 2020 quarter.
- Note that this report covers only the holdings of Hennessy Advisors Inc. with no other included managers.