Business Context and Reporting Period
This Form 8-K filing by Apollo Investment Corporation (Nasdaq: AINV) covers the reporting period of June 1, 2004. The registrant is a closed-end investment company operating as a business development company under the Investment Company Act of 1940. Its investment strategy focuses principally on middle-market private companies, primarily through senior secured and mezzanine loans, with potential equity investments. The company is managed by Apollo Investment Management, L.P., an affiliate of Apollo Management, L.P.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity metrics. This report is a current report regarding a corporate governance event rather than a financial performance statement.
Material Changes
- Executive Appointment: Richard L. Peteka has been appointed as Chief Financial Officer (CFO).
- Role Transition: Mr. Peteka replaces Arthur H. Penn as the Company's Treasurer.
- Continued Service: Arthur H. Penn will continue to serve as the Company's Chief Operating Officer (COO) and Vice President.
Guidance, Outlook, and Risks
The press release included in the filing contains forward-looking statements regarding the company's operations and strategy. Management notes that actual results may differ from projected results. No specific financial guidance, risk factors, or contingencies were detailed in this specific filing beyond the standard disclaimer regarding forward-looking statements.
Investor Verification Checklist
- Verify the effective date of Richard L. Peteka's appointment as CFO.
- Confirm the transition timeline for Arthur H. Penn's role change from Treasurer to COO.
- Review Mr. Peteka's prior experience at Citigroup Asset Management and Oppenheimer Capital for potential strategic shifts.
- Check subsequent filings for the first financial results reported under the new CFO leadership.