SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended September 30, 2023
Context: This filing discloses the equity securities held by Bank OZK (acting as an investment manager) as of the end of the third quarter of 2023. It details holdings in individual stocks and exchange-traded funds (ETFs), categorized by voting authority (Sole, Shared, or None).
Key Financial Metrics and Portfolio Composition
Revenue, Profit, and Cash Flow: The filing text does not provide a clear value for Bank OZK's own revenue, profit, cash flow, or margins. Form 13F filings report investment holdings, not the operating financial results of the reporting institution.
Debt and Liquidity: The filing text does not provide a clear value for Bank OZK's debt or liquidity position.
Portfolio Holdings: The table lists numerous equity positions. Notable holdings by share count include:
- Apple Inc: 57,747 shares (Sole) + 8,839 shares (Other)
- Microsoft Corp: 20,196 shares (Sole) + 9,530 shares (Other)
- Accenture PLC: 1,314,123 shares (Sole) + 167,374 shares (Other)
- Alphabet Inc (Class A): 18,656 shares (Sole) + 3,251 shares (Other)
- Amazon.com Inc: 5,470 shares (Sole) + 300 shares (Other)
The portfolio includes significant allocations to ETFs, including iShares Core S&P 500 ETF, SPDR S&P 500 ETF Trust, and various sector-specific funds (e.g., Robotics, Biotech, Real Estate).
Material Changes Versus Prior Period
The filing text does not provide a clear value for material changes compared to the prior comparable period. Form 13F tables list current holdings but do not explicitly state the net change in shares or value from the previous quarter within the provided text.
Guidance, Outlook, and Risks
Management Commentary: The filing text does not provide a clear value for management commentary, guidance, or outlook.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the portfolio are detailed in the text.
Important Facts for Investor Verification
- Reporting Entity: Verify that Bank OZK is the investment manager reporting these holdings, as the filing lists securities held on behalf of clients or the bank itself.
- Voting Authority: Distinguish between "Sole" voting authority (Bank OZK decides) and "Other" (OTR) authority, which may indicate shared control or client-directed voting.
- Valuation: The table provides share counts and a "Value" column (to the nearest dollar), but investors should verify current market prices as these values are historical as of September 30, 2023.
- Scope: This filing covers only equity securities; it does not disclose fixed income, derivatives, or cash positions held by Bank OZK.