SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (also referred to as Bank OZK), an institutional investment manager located in Little Rock, Arkansas. The report covers the calendar quarter ended June 30, 2018, and was signed on August 2, 2018, by Jennifer Junker, Director of Trust and Wealth Management.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, the filing does not contain data on Bank of the Ozarks' revenue, profit, cash flow, margins, debt, or liquidity.
- Total Value of Reported Holdings: $254,212,000 (reported in thousands).
- Total Number of Holdings: 230 entries.
- Other Included Managers: None.
Material Changes
The filing text does not provide a comparative analysis of holdings versus the prior period (March 31, 2018). It only lists the aggregate total value and count of holdings for the current quarter. Specific changes in individual positions are not detailed in the provided summary text.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The document serves strictly as a regulatory disclosure of equity securities held.
Key Facts for Investor Verification
- Verify the total reported equity exposure of $254.2 million against the bank's total assets to determine the proportion of the portfolio managed under this 13F mandate.
- Confirm that the 230 holdings represent the complete portfolio for this specific investment manager, as no other managers were included in this report.
- Note that this filing reflects the Trust and Wealth Management division's holdings and does not represent the bank's own balance sheet or lending portfolio.