SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Principal Financial Group Inc, an institutional investment manager. The report covers the calendar quarter ended March 31, 2024. The report was signed by Jill Hittner, Chief Financial Officer of Principal Global Investors, LLC, on April 22, 2024.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow). The following portfolio metrics are disclosed:
- Total Portfolio Value: $170,139,153,285
- Total Number of Holdings: 4,772 entries
- Reporting Structure: Combination Report (includes holdings reported by other managers).
Material Changes and Portfolio Composition
The filing does not provide a comparative table of changes versus the prior period (December 31, 2023) within the summary text provided. However, it identifies that this report aggregates data from five other included managers:
- Principal Global Investors
- Principal Real Estate Investors LLC
- Principal Life Insurance Co
- Principal Financial Services Inc
- Delaware Charter Guarantee & Trust Co
Additionally, the filing lists three other managers reporting for this manager: CIK Origin Asset Management LLP, Spectrum Asset Management, Inc., and Principal Securities, Inc.
Guidance, Outlook, and Risks
The filing text does not contain management commentary, forward-looking guidance, or specific risk factors regarding the portfolio's future performance. It includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $170.1 billion against the specific holdings schedules (not included in this summary text) to assess concentration risk.
- Confirm the breakdown of the 4,772 holdings to understand the asset class distribution (e.g., equities vs. other securities).
- Note that this is a combination report; investors should review filings from the listed "Other Managers" to ensure a complete view of the firm's total managed assets if they differ from the consolidated figure.
- The filing does not disclose the firm's own operating revenue or debt levels; those metrics are found in the firm's 10-K or 10-Q filings.