SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by WEST BANCORPORATION INC, an institutional investment manager located in West Des Moines, IA. The report covers the calendar quarter ended June 30, 2023, and was signed on July 31, 2023, by SueAnn Niehaus, Vice President/Trust Operations.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The key metrics provided are:
- Total Value of Reported Holdings: $148,878,446
- Total Number of Holdings Entries: 96
- Number of Other Included Managers: 1 (West Bank)
The filing text does not provide data on the company's revenue, profit margins, liquidity, or debt levels.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2023) or detail specific material changes in holdings volume or value versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total value of reported holdings ($148,878,446) against the company's most recent 10-Q or 10-K to understand the proportion of the portfolio represented.
- Confirm the identity of the "Other Included Manager" (West Bank) to ensure consolidated reporting is accurate.
- Review the detailed Schedule 13F (not included in this summary text) to analyze specific equity positions and potential concentration risks.
- Note that this filing reflects holdings as of June 30, 2023, and does not reflect subsequent trading activity.