Business Context and Reporting Period
This Form 8-K was filed by Artisan Partners Asset Management Inc. on February 3, 2017. The report primarily announces the availability of consolidated financial and operating results for the three months and the full year ended December 31, 2016, which were detailed in a press release issued on February 6, 2017.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the attached exhibits (Exhibit 99.1 and 99.2) which are incorporated by reference but not reproduced in the body of this 8-K.
Material Changes and Corporate Actions
- Executive Appointment: The Board of Directors appointed Jason A. Gottlieb as Executive Vice President, effective February 3, 2017.
- Background: Mr. Gottlieb, 47, was previously a managing director of Artisan Partners Holdings and Chief Operating Officer of Investments. He joined the firm in October 2016 from Goldman Sachs, where he served as a partner and managing director since 2005.
Guidance, Outlook, and Risks
The filing does not contain specific guidance, outlook, or risk commentary within the text provided. It directs investors to the attached earnings release for detailed operational results. The filing includes a standard disclaimer stating that the information furnished in Item 2.02 and the exhibits shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) and Exhibit 99.2 (Earnings Release) for specific financial figures for the quarter and year ended December 31, 2016.
- Verify the scope of Jason A. Gottlieb's new responsibilities as Executive Vice President.
- Confirm that the financial data in the exhibits aligns with the company's prior guidance and market expectations.