SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Alibaba Group Holding Ltd as an Institutional Investment Manager. The report covers the quarter ended September 30, 2021, and was signed by Jinwei Zhang, Company Secretary, on November 15, 2021.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of Alibaba Group. The filing discloses the following aggregate data regarding the manager's portfolio:
- Total Value of Reported Holdings: $1,415,802,000 (1,415,802 thousands)
- Total Number of Holdings Entries: 7
- Other Included Managers: 0
Note: This filing does not contain data on Alibaba Group's revenue, profit, cash flow, margins, debt, or liquidity. Those metrics are found in the company's 10-K or 20-F filings.
Material Changes
The filing text does not provide comparative data against the prior quarter to determine material changes in holdings. It only presents the snapshot of holdings as of September 30, 2021.
Guidance, Outlook, and Risks
This document contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of securities held by the reporting manager.
Key Facts for Investor Verification
- Verify that the reported holdings value ($1.42 billion) represents the total portfolio managed by this specific entity or a subset thereof.
- Confirm the specific 7 securities held are listed in the full Schedule 13F (not included in this summary text).
- Do not use this filing to assess Alibaba Group's operational health; refer to their 20-F or 10-K for financial performance.