Business Context and Reporting Period
This Form 6-K filing by Banco Bradesco S.A. (Bank Bradesco) covers the month of September 2009, filed on October 13, 2009. The report details transactions in securities and derivatives involving the company's controllers, board members, executive officers, audit committee, and technical advisory agencies, in compliance with Instruction CVM No. 358/2002, Paragraph 11.
Key Financial Metrics
The filing text does not provide consolidated financial metrics such as revenue, profit, cash flow, margins, debt, or liquidity for the period. The document focuses exclusively on shareholding balances and specific transaction volumes for insiders.
| Category | Opening Balance (Common Shares) | Opening Balance (Non-Voting Shares) | Closing Balance (Common Shares) | Closing Balance (Non-Voting Shares) |
|---|---|---|---|---|
| Controllers | 1,005,019,522 | 15,827,613 | 1,005,019,522 | 15,827,613 |
| Board of Directors | 10,777,620 | 15,032,345 | 10,777,620 | 15,032,345 |
| Executive Officers | 716,250 | 1,642,152 | 730,650 | 1,642,152 |
| Audit Committee | 8,300 | 142,580 | 8,300 | 139,580 |
| Technical/Advisory Agencies | 50 | 4,800 | 8,250 | 15,900 |
Material Changes and Transactions
Most groups reported no change in shareholdings during September 2009. Specific movements occurred as follows:
- Executive Officers: Purchased a total of 14,400 Common Shares on September 25, 2009, at prices ranging from R$27.49 to R$27.50, for a total value of R$395,998.00.
- Audit Committee: Purchased 3,000 Non-Voting Shares on September 11, 2009, at R$32.28 per share, for a total value of R$96,840.00. Note: The closing balance for Non-Voting Shares decreased to 139,580 despite the purchase, suggesting a discrepancy in the source text or unlisted sales.
- Technical and Advisory Agencies: Reported an increase in holdings (Common Shares from 50 to 8,250; Non-Voting from 4,800 to 15,900) attributed to a new member, Romulo Nagib Lasmar.
Guidance, Outlook, and Risks
The filing contains a standard forward-looking statements disclaimer. It notes that statements regarding dividends, operating strategies, capital expenditure, and future performance are based on management's current estimates and are subject to risks and uncertainties. No specific guidance, outlook, or management commentary on financial performance is provided in this document.
Investor Verification Checklist
- Verify the discrepancy in the Audit Committee's Non-Voting Shares balance (Opening: 142,580; Purchase: +3,000; Closing: 139,580).
- Confirm the identity and transaction details of the new member in the Technical and Advisory Agencies.
- Review the full quarterly or annual report (Form 20-F) for actual revenue, profit, and liquidity metrics, as this filing does not contain them.
- Monitor subsequent filings for any further insider trading activity or changes in the Controller's 65.47% participation stake.