SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending March 31, 2016. The document discloses the company's holdings of U.S. equity securities and certain debt instruments as of the quarter end. It does not contain operational financial statements for CNO Financial Group itself.
Key Financial Metrics and Holdings
The filing details a portfolio of 19 distinct positions. The total value of reported holdings is not explicitly summed in the text, but individual position values are provided in thousands of dollars.
- Largest Holdings by Value:
- iShares Core U.S. Aggregate Bond ETF: $115,383,000 (1,041,124 shares)
- SPDR S&P 500 ETF Trust: $115,394,000 (561,475 shares)
- iShares iBoxx Investment Grade Corporate Bond ETF: $159,456,000 (1,342,000 shares)
- Notable Equity Positions: Ford Motor Co. ($1,181,000), Host Hotels & Resorts Inc. ($1,341,000), and EMC Corp ($515,000).
- Notable Debt Positions: Bristol-Myers Squibb Co. ($1,606,000), Danaher Corp ($2,754,000), Gilead Sciences Inc. ($2,057,000), and WellPoint Inc. ($2,872,000).
- Voting Authority: CNO Financial Group reported Sole voting authority for all listed positions.
Material Changes
The filing text does not provide comparative data for the prior quarter (December 31, 2015). Therefore, material changes in holdings, additions, or deletions cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a Form 13F, this document contains no management commentary, forward-looking guidance, risk factors, or contingency disclosures regarding CNO Financial Group's future performance. It is a statutory disclosure of current asset ownership.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column (Column 4) to assess total exposure.
- Compare these holdings against the prior quarter's Form 13F to identify significant portfolio rebalancing.
- Confirm the classification of "PRN" (Principal Amount) versus "SH" (Shares) for debt versus equity instruments.
- Note that the filing states the SEC has not reviewed the information for accuracy or completeness.