SEC Filing Summary: Equitable Holdings, Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Equitable Holdings, Inc., an institutional investment manager, for the quarter ended March 31, 2020. The report was signed by Anthony Bruccoleri, Lead Director of AXA Equitable Life Insurance Company, on May 15, 2020. The filing covers the investment holdings of Equitable Holdings, Inc. and includes two other managers: AXA Equitable Funds Management Group, LLC and AXA ADVISORS, LLC.
Key Financial Metrics
As a Form 13F-HR, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting manager itself. Key metrics disclosed include:
- Total Value of Reported Holdings: $2,784,216,000 (reported in thousands).
- Total Number of Holdings Entries: 669.
- Number of Other Included Managers: 2.
- Revenue, Profit, Margins, Debt, and Liquidity: The filing text does not provide a clear value for these operating metrics as they are not required in a 13F-HR filing.
Material Changes
The filing text does not provide a clear value for material changes in holdings compared to the prior comparable period. This form lists the aggregate holdings at the end of the reporting period but does not explicitly detail the net changes or turnover from the previous quarter within the provided text.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for management guidance, future outlook, specific risk factors, or contingencies. Form 13F filings are strictly regulatory disclosures of equity holdings and do not contain forward-looking statements or management commentary on business strategy.
Investor Verification Checklist
- Verify the total portfolio value of $2.78 billion against the company's latest 10-Q or 10-K for context on asset allocation.
- Confirm the specific equity positions within the 669 reported entries to understand sector exposure.
- Note that this filing represents holdings managed by Equitable Holdings, Inc. and two affiliated managers, not the entire corporate balance sheet.
- Check subsequent filings for updates on holdings changes following the March 31, 2020 period.