SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended March 31, 2014. The report was signed on May 15, 2014, by Corey G. Prestidge, General Counsel and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other affiliated managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $200,546,000 (reported in thousands).
- Total Number of Holdings: 220 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
The filing text does not provide data on revenue, profit margins, debt, or liquidity for Hilltop Holdings Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2013) or detail specific material changes in holdings, such as purchases or sales, within the summary section provided.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $200.5 million against the full schedule of holdings to confirm asset allocation.
- Confirm the specific equity positions and voting rights associated with the 220 reported entries.
- Review the separate 13F filings for the included managers (PlainsCapital Corp and PlainsCapital Bank) to understand the full scope of the group's investments.
- Note that this document does not reflect the operating financial health of Hilltop Holdings Inc.; refer to 10-Q or 10-K filings for that data.