SEC Filing Summary: Five Oaks Investment Corp.
Business Context and Reporting Period
This Form 8-K was filed by Five Oaks Investment Corp. on November 6, 2017. The filing serves to announce the Company's financial results for the fiscal quarter ended September 30, 2017. The report incorporates by reference a press release (Exhibit 99.1) and an earnings presentation (Exhibit 99.2).
Note: The request metadata referenced "Lument Finance Trust, Inc.", but the filing text explicitly identifies the registrant as "Five Oaks Investment Corp."
Key Financial Metrics
The filing text provided does not contain specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the attached exhibits (Press Release and Earnings Presentation) which are incorporated by reference but not detailed in the body of this 8-K.
Material Changes
The filing does not explicitly detail material changes versus the prior comparable period within the text provided. It directs investors to the attached exhibits for performance highlights and financial results.
Guidance, Outlook, and Risks
The Company disclosed an earnings and performance highlights presentation regarding the quarter ended September 30, 2017. The filing includes standard disclaimers stating that the information in the exhibits shall not be deemed "filed" for purposes of Section 18 of the Exchange Act and is not subject to the liabilities of that section unless expressly incorporated by reference in other filings.
Investor Verification Checklist
- Verify the specific revenue, net income, and funds from operations (FFO) figures in the attached Press Release (Exhibit 99.1).
- Review the Earnings and Performance Highlights Presentation (Exhibit 99.2) for portfolio yield, leverage ratios, and liquidity positions.
- Confirm the Company's status as an emerging growth company (indicated as checked in the filing).
- Check for any forward-looking statements or guidance updates in the attached exhibits, as they are not present in the 8-K text itself.