Lument Finance Trust, Inc. current report, 20 May 2015

Business Context and Reporting Period

This Form 8-K filing by Five Oaks Investment Corp. (not Lument Finance Trust, Inc.) reports on the Annual Meeting of Stockholders held on May 20, 2015. The filing details the submission of matters to a vote of security holders, specifically the election of directors and the ratification of the independent auditor.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This document is a corporate governance report regarding voting results and does not contain financial performance data.

Material Changes

No material financial changes versus a prior comparable period are reported in this filing. The document focuses solely on the outcomes of the shareholder vote.

Guidance, Outlook, and Management Commentary

The filing contains no guidance, outlook, or management commentary regarding future financial performance. It confirms that six directors were elected to the Board of Directors and that Grant Thornton LLP was ratified as the independent registered public accounting firm for the fiscal year ending December 31, 2015.

Important Facts for Investors to Verify

  • Company Identity: Verify that the filing pertains to Five Oaks Investment Corp., not Lument Finance Trust, Inc., as indicated in the metadata request.
  • Board Composition: Confirm the election of David C. Carroll, Neil A. Cummins, William Houlihan, Walter C. Keenan, David Oston, and Thomas M. Pearce, Jr. as directors.
  • Auditor Ratification: Note the shareholder approval of Grant Thornton LLP as the independent auditor for the 2015 fiscal year.
  • Voting Results: Review the specific vote counts, noting significant broker non-votes (5,851,872) for the director elections.