SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended September 30, 2023
Filing Date: November 9, 2023
Signatory: H. Phillip Moore, Jr., CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the company's own financial performance or operational results.
Key Financial Metrics
Portfolio Overview:
- Total Number of Holdings: 197 entries
- Total Value of Reported Securities: $325,932,651
- Other Included Managers: 0
Limitations: As a Form 13F, this document does not provide data on revenue, profit, cash flow, operating margins, debt, or liquidity for Nicolet Bankshares Inc. It strictly reports the value and quantity of equity securities held by the manager.
Material Changes
The filing text does not provide comparative data against the prior quarter (June 30, 2023) or prior year periods. Consequently, material changes in holdings or portfolio value cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F filings are statutory disclosures of holdings and do not contain forward-looking guidance, strategic outlook, or management commentary.
Risks and Contingencies: No specific risks or contingencies are disclosed in this filing type. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $325,932,651 against the company's most recent 10-Q or 10-K to understand the proportion of assets under management versus total bank assets.
- Review the specific 197 holdings listed in the full schedule (not included in this summary) to assess concentration risk or sector exposure.
- Confirm if this filing represents the entirety of the manager's holdings or if other managers report on behalf of the same entity (indicated as "NONE" in this filing).
- Note that this filing reflects holdings as of September 30, 2023, and does not reflect subsequent trading activity.