SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Company: NICOLET BANKSHARES INC
Filing Type: Form 13F-HR (Holdings Report)
Reporting Period: Quarter ended September 30, 2021
Filing Date: November 15, 2021
Signatory: H. Phillip Moore, Jr., CFO
This filing discloses the equity securities held by the institutional investment manager at the end of the reporting period. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $387,778,000 (387,778 thousands)
- Total Number of Holdings Entries: 215
- Other Included Managers: 0
Note: This form does not report the company's operating revenue, profit, cash flow, margins, debt, or liquidity. Those metrics are found in 10-Q or 10-K filings.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2021) or a breakdown of purchases, sales, or net changes in holdings. Therefore, material changes versus the prior comparable period cannot be determined from this document.
Guidance, Outlook, and Risks
Form 13F-HR is a disclosure of holdings and does not include management commentary, forward-looking guidance, risk factors, contingencies, or unusual items. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $387.8 million against the company's most recent 10-Q or 10-K to understand the proportion of assets under management versus total assets.
- Review the detailed Schedule 13F (not included in this summary text) to identify the top 10 specific equity positions within the 215 reported entries.
- Confirm if the 215 entries represent the entirety of the manager's reportable holdings or if a combination report was filed (this filing indicates "13F HOLDINGS REPORT" with no other managers included).
- Check subsequent filings to track changes in the portfolio composition for the quarter ended December 31, 2021.