SEC Filing Summary: TOMPKINS FINANCIAL CORP (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by TOMPKINS FINANCIAL CORP, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2022, and was signed on January 6, 2023, by Lisa Shipos, Trust Operations Manager.
Key Financial Metrics
As a Form 13F-HR, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the manager's portfolio:
- Total Number of Holdings: 816 entries
- Total Value of Reported Holdings: $632,802
- Other Included Managers: 0
Note: The filing text does not provide data on the company's internal revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting external equity investments.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2022) to determine material changes in holdings or value. The report is a standalone snapshot of the portfolio as of the reporting date.
Guidance, Outlook, and Risks
Form 13F filings do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's future performance. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of $632,802 against the number of holdings (816) to assess average position size.
- Confirm that the reporting manager (Tompkins Financial Corp) is acting solely as an investment manager for these specific holdings, as no other managers are included.
- Note that this filing does not reflect the financial health of Tompkins Financial Corp itself, but rather the assets it manages for clients.